Li, Jing (SFC:AOV618) 李菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-01-22 | 2016-01-29 | Rep | Dealing in futures contracts | 2016-03-10 | 2016-03-18 | Rep | Dealing in futures contracts | 2016-05-24 | 2016-05-30 | Rep | Dealing in futures contracts | 2016-06-29 | 2016-07-05 | Rep | Dealing in futures contracts | 2016-08-05 | 2016-08-12 | Rep | Dealing in futures contracts | 2016-08-30 | 2016-09-02 | Rep | Dealing in futures contracts | 2016-09-15 | 2016-09-23 | Rep | Dealing in futures contracts | 2016-11-10 | 2016-11-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-08 | 2012-12-22 | Rep | Dealing in securities | 2007-05-08 | 2012-12-22 | Rep | Dealing in futures contracts | 2016-01-22 | 2016-01-29 | Rep | Dealing in securities | 2016-01-22 | 2016-01-29 | Rep | Dealing in futures contracts | 2016-03-10 | 2016-03-18 | Rep | Dealing in securities | 2016-03-10 | 2016-03-18 | Rep | Dealing in futures contracts | 2016-05-24 | 2016-05-30 | Rep | Dealing in securities | 2016-05-24 | 2016-05-30 | Rep | Dealing in futures contracts | 2016-06-29 | 2016-07-05 | Rep | Dealing in securities | 2016-06-29 | 2016-07-05 | Rep | Dealing in futures contracts | 2016-08-05 | 2016-08-12 | Rep | Dealing in securities | 2016-08-05 | 2016-08-12 | Rep | Dealing in futures contracts | 2016-08-30 | 2016-09-02 | Rep | Dealing in securities | 2016-08-30 | 2016-09-02 | Rep | Dealing in futures contracts | 2016-09-15 | 2016-09-23 | Rep | Dealing in securities | 2016-09-15 | 2016-09-23 | Rep | Dealing in futures contracts | 2016-11-10 | 2016-11-18 | Rep | Dealing in securities | 2016-11-10 | 2016-11-18 | Rep | Dealing in futures contracts | 2017-01-20 | 2017-02-10 | Rep | Dealing in securities | 2017-01-20 | 2017-02-10 | Rep | Dealing in securities | 2017-02-23 | 2018-08-14 | Rep | Dealing in futures contracts | 2017-02-23 | 2022-03-17 | RO | Dealing in securities | 2018-08-14 | RO | Dealing in futures contracts | 2022-03-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-05-08 | 2012-12-22 | Rep | Automated trading services | 2011-10-14 | 2012-12-22 | Rep | Dealing in securities | 2016-01-22 | 2016-01-29 | Rep | Dealing in securities | 2016-03-10 | 2016-03-18 | Rep | Dealing in securities | 2016-05-24 | 2016-05-30 | Rep | Dealing in securities | 2016-06-29 | 2016-07-05 | Rep | Dealing in securities | 2016-08-05 | 2016-08-12 | Rep | Dealing in securities | 2016-08-30 | 2016-09-02 | Rep | Dealing in securities | 2016-09-15 | 2016-09-23 | Rep | Dealing in securities | 2016-11-10 | 2016-11-18 | Rep | Dealing in futures contracts | 2017-01-20 | 2017-02-10 | Rep | Dealing in securities | 2017-01-20 | 2017-02-10 | Rep | Dealing in securities | 2017-02-23 | 2018-08-14 | Rep | Dealing in futures contracts | 2017-02-23 | 2022-03-17 | Rep | Automated trading services | 2017-12-18 | 2018-08-14 | RO | Automated trading services | 2018-08-14 | RO | Dealing in securities | 2018-08-14 | RO | Dealing in futures contracts | 2022-03-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy