Li, Lei (SFC:AUG807) 李蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Frontier Hong Kong Limited | Rep | Advising on securities | 2023-04-03 | Rep | Asset management | 2023-04-03 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-09-01 | 2017-02-06 | RO | Advising on securities | 2017-02-06 | 2022-07-31 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-12-04 | 2016-07-01 |
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