Li, Mavis Qiwen 李綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-08-28 | 2023-01-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2020-08-28 | 2023-01-12 | Rep | Dealing in futures contracts | 2020-08-28 | 2023-01-12 | Rep | Dealing in securities | 2020-08-28 | 2023-01-12 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-05-10 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-07-06 | 2017-12-21 | Rep | Dealing in futures contracts | 2005-10-25 | 2017-12-21 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2018-02-08 | Rep | Dealing in securities | 2016-12-19 | 2018-02-08 | Rep | Advising on corporate finance | 2018-02-08 | 2018-12-07 |
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