Lim, Sally Kwan Lay 林冠麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROOKE CAPITAL LIMITED | Rep | Asset management | 2012-10-09 | 2013-08-01 | RO | Asset management | 2013-08-01 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-04-28 | 2010-06-18 | Rep | Asset management | 2008-04-28 | 2010-06-18 | Rep | Dealing in securities | 2008-04-28 | 2010-06-18 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2008-01-28 | Rep | Dealing in securities | 2008-01-28 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-01-28 | Rep | Dealing in futures contracts | 2008-01-28 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2012-08-02 | Rep | Dealing in securities | 2010-07-05 | 2012-08-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy