Liu, Ning (SFC:ASZ222) 劉寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2011-10-13 | 2016-12-18 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2016-12-19 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-02-01 | |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-02-01 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-05-25 | |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-05-25 | 2016-12-18 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-12-19 |
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