Nelson, Ryan Wesley (SFC:AQX958)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-29 | 2008-09-29 | Rep | Dealing in securities | 2008-04-29 | 2008-09-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-10 | 2010-05-25 | Rep | Dealing in securities | 2008-11-10 | 2010-05-25 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-09-30 | 2016-05-20 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-26 | 2016-05-20 | Rep | Dealing in futures contracts | 2011-09-30 | 2016-05-20 | Rep | Dealing in securities | 2018-01-18 | 2018-01-24 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-09-30 | 2016-05-20 |
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