Ng, Kai Yan 吳啟仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-05-22 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-01-26 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-29 | 2016-09-09 |
| 3 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-01 | 2014-07-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-06-18 | 2012-10-25 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2012-10-25 | Rep | Automated trading services | 2011-12-05 | 2012-10-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy