Or, Felix (SFC:ADH585) 柯柏年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-01-06 | 2008-11-20 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-01-06 | 2008-11-20 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-06-22 | 2014-05-15 | Rep | Dealing in futures contracts | 2020-09-24 | 2023-09-12 | Rep | Dealing in securities | 2020-09-24 | 2023-09-12 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2020-09-24 | 2023-09-12 | Rep | Dealing in futures contracts | 2020-09-24 | 2023-09-12 | Rep | Dealing in securities | 2020-09-24 | 2023-09-12 |
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