Peng, Yanyan 彭燕燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-08-25 | 2006-06-01 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-06-08 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2010-06-24 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-02 |
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