Perrett, David Michael (SFC:AFF191)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eastspring Investments (Hong Kong) Limited | RO | Advising on securities | 2004-11-22 | RO | Asset management | 2004-11-22 |
| 2 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-03-28 | 2012-09-12 | Rep | Advising on securities | 2012-03-28 | 2013-12-05 | RO | Asset management | 2012-09-12 | 2012-12-18 | RO | Dealing in futures contracts | 2012-09-12 | 2012-12-18 | RO | Dealing in securities | 2012-09-12 | 2012-12-18 | Rep | Asset management | 2012-12-18 | 2013-12-05 | Rep | Dealing in futures contracts | 2012-12-18 | 2013-12-05 | Rep | Dealing in securities | 2012-12-18 | 2013-12-05 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-11-23 | 2009-03-26 | Rep | Dealing in securities | 2004-11-23 | 2009-03-26 | Rep | Dealing in futures contracts | 2009-12-24 | 2012-03-28 | Rep | Dealing in securities | 2009-12-24 | 2012-03-28 |
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