Price, Thomas Martin (SFC:AUN888)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-07-13 | 2016-07-15 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-01-21 | 2014-08-13 |
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