Royal, Andrew John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2021-04-16 | Rep | Dealing in futures contracts | 2021-05-07 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Automated trading services | 2016-08-24 | 2020-05-25 | Rep | Dealing in securities | 2016-08-24 | 2021-03-26 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-07-12 | 2016-06-18 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-07-12 | 2016-06-18 | Rep | Automated trading services | 2014-02-11 | 2016-06-18 |
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