Saxvik, Eric Bradley
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-04-13 | 2013-09-05 | Rep | Advising on securities | 2012-04-13 | 2017-01-12 | Rep | Dealing in futures contracts | 2013-02-01 | 2013-09-05 | Rep | Dealing in securities | 2013-04-10 | 2013-09-05 | RO | Asset management | 2013-09-05 | 2017-01-12 | RO | Dealing in futures contracts | 2013-09-05 | 2017-01-12 | RO | Dealing in securities | 2013-09-05 | 2017-01-12 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-07 | Rep | Advising on securities | 2005-03-07 | Rep | Asset management | 2005-03-07 | Rep | Dealing in securities | 2012-04-13 | Rep | Dealing in futures contracts | 2005-03-31 | 2012-04-13 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-07 | Rep | Advising on securities | 2005-03-07 | Rep | Asset management | 2005-03-07 | Rep | Dealing in securities | 2005-03-07 | RO | Dealing in securities | 2006-06-20 | 2008-08-12 | Rep | Dealing in securities | 2008-08-12 | 2012-04-13 |
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