Shahapurkar, Nilesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-09-08 | 2023-03-02 | Rep | Dealing in futures contracts | 2020-09-08 | 2023-03-02 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-10-14 | 2016-11-14 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-11-11 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2019-01-14 |
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