Shen, Jiawen (SFC:ANQ097) 沈佳雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-16 | 2011-02-10 | Rep | Automated trading services | 2010-03-10 | 2011-02-10 |
| 2 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Dealing in securities | 2021-08-02 | 2022-07-25 | Rep | Asset management | 2021-08-04 | 2022-07-25 | RO | Asset management | 2022-07-25 | RO | Dealing in securities | 2022-07-25 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-05-26 | 2016-12-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-04-11 | 2021-07-02 | Rep | Dealing in securities | 2011-04-11 | 2021-07-02 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-05-26 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2021-07-02 | Rep | Dealing in securities | 2016-12-19 | 2021-07-02 |
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