Sofianos, Daniel John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-08-05 | 2014-06-17 | Rep | Dealing in securities | 2013-08-05 | 2014-06-17 | RO | Advising on securities | 2014-06-17 | 2015-11-03 | RO | Dealing in securities | 2014-06-17 | 2015-11-03 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2014-06-17 | 2017-05-11 | RO | Dealing in securities | 2014-06-17 | 2017-05-11 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-03-16 | 2009-06-16 | Rep | Dealing in securities | 2010-07-23 | 2013-05-03 |
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