Sze, Stephen C Kay 施頌基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RAM Investment Advisors Limited | RO | Advising on securities | 2016-01-14 | 2018-02-20 | RO | Dealing in securities | 2016-01-14 | 2018-02-20 | Rep | Advising on securities | 2018-02-20 | 2018-05-31 | Rep | Dealing in securities | 2018-02-20 | 2018-05-31 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-20 | 2014-05-15 |
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