Takaku, Hirofumi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | dLab Asset Management Limited | Rep | Advising on securities | 2021-04-20 | 2021-05-26 | RO | Advising on securities | 2021-05-26 | RO | Asset management | 2021-05-26 |
| 2 | HBS (Hong Kong) Limited | RO | Advising on securities | 2020-12-17 | 2021-03-18 | RO | Dealing in securities | 2020-12-17 | 2021-03-18 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-01 | 2016-05-20 | Rep | Dealing in securities | 2011-06-01 | 2016-05-20 | Rep | Dealing in futures contracts | 2016-09-14 | 2016-09-24 | Rep | Dealing in securities | 2016-09-14 | 2016-09-24 | Rep | Dealing in futures contracts | 2016-11-21 | 2016-11-26 | Rep | Dealing in securities | 2016-11-21 | 2016-11-26 | Rep | Dealing in futures contracts | 2017-01-10 | 2017-01-13 | Rep | Dealing in securities | 2017-01-10 | 2017-01-13 | Rep | Dealing in futures contracts | 2017-02-13 | 2017-02-17 | Rep | Dealing in securities | 2017-02-13 | 2017-02-17 | Rep | Dealing in futures contracts | 2017-04-21 | 2017-04-28 | Rep | Dealing in securities | 2017-04-21 | 2017-04-28 | Rep | Dealing in futures contracts | 2017-06-01 | 2018-05-18 | Rep | Dealing in securities | 2017-06-01 | 2018-05-18 | RO | Dealing in futures contracts | 2018-05-18 | 2018-06-29 | RO | Dealing in securities | 2018-05-18 | 2018-06-29 |
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