Teramoto, Hikaru
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-08-14 | 2016-02-04 |
2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-08-14 | 2016-02-04 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-24 | 2011-05-27 | Rep | Advising on securities | 2009-03-09 | 2011-05-27 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-01 | 2013-05-15 | Rep | Dealing in securities | 2011-08-01 | 2013-05-15 |
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