Werkun, Erica Poon 潘嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-10-16 | 2019-12-13 | RO | Advising on securities | 2019-12-13 | 2023-11-17 | Rep | Advising on futures contracts | 2020-05-20 | 2022-04-19 | RO | Advising on futures contracts | 2022-04-19 | 2023-11-17 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-02-27 | Rep | Asset management | 2004-02-27 | Rep | Advising on securities | 2004-07-14 | Rep | Dealing in securities | 2004-07-14 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-07-24 | 2004-08-06 | Rep | Dealing in securities | 2004-07-24 | 2004-08-06 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-08-12 | 2019-06-29 |
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