Wheeler, Daniel Raymond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-08-01 | Rep | Advising on securities | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Automated trading services | 2003-08-01 | Rep | Dealing in securities | 2003-08-01 |
| 2 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Automated trading services | 2003-08-01 | Rep | Dealing in futures contracts | 2003-08-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-29 | 2007-06-23 | Rep | Dealing in securities | 2007-05-29 | 2007-06-23 | Rep | Dealing in futures contracts | 2011-02-01 | 2012-10-25 | Rep | Dealing in securities | 2011-02-01 | 2012-10-25 |
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