Willis, Vernon Russell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Dealing in futures contracts | 2020-11-10 | Rep | Dealing in securities | 2020-11-10 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2017-06-16 | 2020-09-01 | Rep | Dealing in futures contracts | 2020-09-01 | 2020-09-03 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-06-16 | 2020-09-01 | Rep | Dealing in securities | 2020-09-01 | 2020-09-03 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-04-28 | 2016-04-08 | Rep | Dealing in securities | 2011-04-28 | 2016-04-08 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2011-11-25 | 2016-04-08 | Rep | Dealing in securities | 2011-11-25 | 2016-04-08 |
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