Wong, Chun (SFC:ATS895) 黃駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mega Success Investment Management Limited | RO | Advising on securities | 2019-04-15 | 2020-02-28 | EM Asset Management Limited | RO | 2020-09-11 | 2023-10-03 | Capstone Capital Management Limited | Rep | 2023-11-22 | 2023-12-20 | Capstone Capital Management Limited | RO | 2023-12-20 |
| 2 | LW Asset Management Advisors Limited | RO | Asset management | 2017-04-12 | 2019-02-28 | Mega Success Investment Management Limited | RO | 2019-04-15 | 2020-02-28 | EM Asset Management Limited | RO | 2020-09-11 | 2023-10-03 | Capstone Capital Management Limited | Rep | 2023-11-22 | 2023-12-20 | Capstone Capital Management Limited | RO | 2023-12-20 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-07-18 | 2013-03-23 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-09-21 | 2013-03-23 | UBS SECURITIES HONG KONG LIMITED | Rep | 2010-08-30 | 2013-03-23 |
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