Woo, Yik Yuen 胡翊遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-04-20 | 2007-05-09 | Rep | Dealing in securities | 2006-04-20 | 2007-05-09 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-04-20 | 2007-05-09 | Rep | Dealing in futures contracts | 2006-04-20 | 2007-05-09 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-20 | Rep | Dealing in securities | 2007-06-20 | 2015-08-07 | RO | Dealing in securities | 2015-08-07 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-06-20 | 2015-08-07 | Rep | Automated trading services | 2011-10-13 | 2015-08-07 | RO | Automated trading services | 2015-08-07 | 2016-12-18 | RO | Dealing in securities | 2015-08-07 | 2016-12-18 | RO | Automated trading services | 2016-12-19 | RO | Dealing in securities | 2016-12-19 | Rep | Dealing in futures contracts | 2018-05-07 |
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