Yuen, Nicole Shuk Kam 袁淑琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-07-19 | 2014-06-19 | Rep | Dealing in securities | 2012-07-19 | 2014-06-19 | RO | Advising on securities | 2014-06-19 | 2017-11-18 | RO | Dealing in securities | 2014-06-19 | 2017-11-18 |
| 2 | Optimas Capital Limited | Rep | Advising on securities | 2020-10-19 | 2022-11-17 | Rep | Asset management | 2020-10-19 | 2022-11-17 | Rep | Dealing in securities | 2020-10-19 | 2022-11-17 |
| 3 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2005-02-04 | RO | Asset management | 2005-02-04 | RO | Advising on securities | 2005-03-24 | RO | Dealing in securities | 2005-03-24 | Rep | Dealing in securities | 2005-03-24 | 2012-03-21 | Rep | Advising on securities | 2007-06-15 | 2012-03-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy