Shu, Hon 舒瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-08-05 | 2019-06-30 |
2 | CASH Wealth Management Limited | Rep | Advising on securities | 2015-05-20 | 2019-06-30 | Rep | Asset management | 2015-05-20 | 2019-06-30 |
3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-20 | 2019-06-30 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2010-01-11 |
5 | iBest Consultants Limited | Rep | Advising on securities | 2009-03-19 | 2010-07-14 | Rep | Dealing in securities | 2009-04-23 | 2010-07-14 | Rep | Asset management | 2009-11-20 | 2010-07-14 |
6 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2005-04-19 | 2009-03-09 |
7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2005-02-15 |
8 | UIC FINANCIAL ADVISORS LIMITED | Rep | Advising on securities | 2010-07-27 | 2010-10-14 | RO | Advising on securities | 2010-10-14 | 2014-12-31 |
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