Chan, Tat Wai (SFC:AQC797) 陳達偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-12-04 | 2009-10-28 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2010-02-08 | 2011-04-05 |
| 3 | UIC FINANCIAL ADVISORS LIMITED | Rep | Advising on securities | 2011-04-07 | 2018-10-31 |
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