Chan, Carter Edward 陳鎮華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2009-12-19 |
2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2009-12-19 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2009-12-19 |
4 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-21 | 2012-02-14 | Rep | Dealing in securities | 2010-01-21 | 2012-02-14 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-02-27 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-09-16 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-27 | 2019-09-16 |
7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2019-10-14 | Rep | Dealing in securities | 2019-10-14 |
8 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-21 | 2012-01-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy