Chu, Steven Chun Hin 朱振軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2011-06-22 |
2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-08-22 | 2007-02-22 |
3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-11-18 | 2006-07-26 |
4 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on securities | 2015-08-03 | 2016-11-01 | RO | Dealing in securities | 2015-08-03 | 2016-11-01 | Rep | Advising on corporate finance | 2016-06-30 | 2016-11-01 | RO | Advising on securities | 2017-05-02 | 2017-05-23 |
5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2016-12-23 | 2017-05-23 | RO | Dealing in securities | 2016-12-23 | 2017-05-23 | Rep | Asset management | 2017-03-14 | 2017-05-23 |
6 | Hafoo Securities Limited | Rep | Dealing in securities | 2010-01-12 | 2011-03-17 | RO | Dealing in securities | 2011-03-17 | 2011-06-22 |
7 | Huarong International Securities Limited | Rep | Advising on securities | 2011-07-18 | 2012-05-19 | Rep | Dealing in securities | 2011-07-18 | 2012-05-19 | Rep | Dealing in futures contracts | 2011-11-01 | 2012-05-19 |
8 | LT Finance Management Limited | RO | Advising on securities | 2012-12-10 | 2014-09-01 | Rep | Advising on futures contracts | 2013-11-25 | 2014-09-01 |
9 | LT Securities Limited | Rep | Dealing in securities | 2012-06-22 | 2012-08-14 | Rep | Dealing in futures contracts | 2012-06-22 | 2014-09-01 | RO | Dealing in securities | 2012-08-14 | 2014-09-01 |
10 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2007-03-07 | 2009-12-31 |
11 | QMIS Asset Management Limited | Rep | Advising on securities | 2014-11-26 | 2015-02-27 | RO | Advising on securities | 2015-02-27 | 2015-07-24 |
12 | QMIS Securities Limited | Rep | Dealing in securities | 2014-11-26 | 2015-02-27 | RO | Dealing in securities | 2015-02-27 | 2015-07-24 |
13 | Regan International Securities Limited | Rep | Dealing in securities | 2019-04-03 | 2019-04-16 | RO | Dealing in securities | 2019-04-16 | 2022-11-03 |
14 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2011-07-18 | 2012-05-19 |
15 | Vantage New Generation Securities Limited | Rep | Advising on securities | 2018-03-02 | 2018-04-16 | Rep | Dealing in securities | 2018-03-02 | 2018-04-16 | RO | Advising on securities | 2018-04-16 | 2019-03-29 | RO | Dealing in securities | 2018-04-16 | 2019-03-29 |
16 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-06-02 | 2011-06-22 |
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