Chu, Steven Chun Hin (SFC:AMS312) 朱振軒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BWC FOREX LIMITED Rep Leveraged foreign exchange trading 2010-05-27 2011-06-22
2 EAST ASIA SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-08-22 2007-02-22
3 Eastmoney International Securities Limited Rep Dealing in securities 2010-01-12 2011-03-17
RO Dealing in securities 2011-03-17 2011-06-22
4 EVER-LONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-11-18 2006-07-26
5 FRONTIER CAPITAL INVESTMENT LIMITED RO Advising on securities 2015-08-03 2016-11-01
RO Dealing in securities 2015-08-03 2016-11-01
Rep Advising on corporate finance 2016-06-30 2016-11-01
RO Advising on securities 2017-05-02 2017-05-23
6 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) RO Advising on securities 2016-12-23 2017-05-23
RO Dealing in securities 2016-12-23 2017-05-23
Rep Asset management 2017-03-14 2017-05-23
7 GLOBAL GROUP SECURITIES LIMITED Rep Advising on securities 2018-03-02 2018-04-16
Rep Dealing in securities 2018-03-02 2018-04-16
RO Advising on securities 2018-04-16 2019-03-29
RO Dealing in securities 2018-04-16 2019-03-29
8 Huarong International Securities Limited Rep Advising on securities 2011-07-18 2012-05-19
Rep Dealing in securities 2011-07-18 2012-05-19
Rep Dealing in futures contracts 2011-11-01 2012-05-19
9 LT Finance Management Limited RO Advising on securities 2012-12-10 2014-09-01
Rep Advising on futures contracts 2013-11-25 2014-09-01
10 LT Securities Limited Rep Dealing in securities 2012-06-22 2012-08-14
Rep Dealing in futures contracts 2012-06-22 2014-09-01
RO Dealing in securities 2012-08-14 2014-09-01
11 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED Rep Dealing in securities 2007-03-07 2009-12-31
12 QMIS Asset Management Limited Rep Advising on securities 2014-11-26 2015-02-27
RO Advising on securities 2015-02-27 2015-07-24
13 QMIS Securities Limited Rep Dealing in securities 2014-11-26 2015-02-27
RO Dealing in securities 2015-02-27 2015-07-24
14 Regan International Securities Limited Rep Dealing in securities 2019-04-03 2019-04-16
RO Dealing in securities 2019-04-16
15 UNITED SIMSEN FOREX DEALERS LIMITED Rep Leveraged foreign exchange trading 2011-07-18 2012-05-19
16 WILSON SECURITIES LIMITED Rep Advising on securities 2010-06-02 2011-06-22

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