Lee, Felix Tak Mong 李德望
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Arta Asset Management Limited | Rep | Dealing in securities | 2010-04-29 | 2010-12-01 | Rep | Advising on securities | 2010-09-28 | 2010-12-01 |
2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-01 | |
3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-26 | Rep | Dealing in securities | 2010-12-06 | 2011-03-26 |
4 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-08-17 | 2022-03-31 | Rep | Dealing in securities | 2021-08-17 | 2022-03-31 |
5 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-14 | 2010-12-01 |
6 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-29 | 2010-12-01 |
7 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-01-02 | 2008-09-20 |
8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-04-06 | 2011-10-08 | Rep | Dealing in securities | 2011-04-06 | 2011-10-08 | Rep | Advising on securities | 2011-06-16 | 2011-10-08 |
9 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-08 | 2021-08-03 |
10 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-08 | 2021-08-03 | Rep | Advising on securities | 2015-03-02 | 2021-08-03 |
11 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-23 | 2013-06-30 |
12 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2022-04-14 | Rep | Asset management | 2022-09-15 |
13 | Plutus Securities Limited | Rep | Dealing in securities | 2022-04-14 | 2023-02-17 | RO | Dealing in securities | 2023-02-17 |
14 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2011-05-11 | 2011-10-08 |
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