Chiu, Ka Him 趙嘉謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-02 | 2006-02-01 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-02 | 2006-10-31 |
| 3 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-05-20 | 2007-06-06 |
| 4 | CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2006-02-02 | 2007-06-06 |
| 5 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-13 | 2010-01-29 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2007-06-13 | 2010-01-29 |
| 7 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2010-02-17 | 2010-09-08 |
| 8 | Huarong International Securities Limited | Rep | Dealing in securities | 2010-02-17 | 2010-09-08 |
| 9 | Huarong International Securities Limited | RO | Advising on corporate finance | 2010-09-08 | 2016-05-13 |
| 10 | Huarong International Securities Limited | RO | Dealing in securities | 2010-09-08 | 2016-05-13 |
| 11 | GRAND HARBOUR CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2016-11-01 | |
| 12 | SPRING SECURITIES LIMITED (HK) | RO | Dealing in securities | 2018-08-17 | 2022-12-31 |
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