Fung, Siu Hung 馮兆鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | RO | Dealing in securities | 2016-06-07 | 2017-07-10 | RO | Advising on securities | 2016-07-12 | 2017-07-10 | RO | Asset management | 2016-07-12 | 2017-07-10 |
| 2 | Grit Securities Limited | Rep | Dealing in securities | 2018-12-11 | 2018-12-31 | RO | Dealing in securities | 2018-12-31 | 2023-04-13 |
| 3 | Huarong International Securities Limited | Rep | Dealing in securities | 2004-01-15 | 2011-08-23 | Rep | Dealing in futures contracts | 2004-12-30 | 2011-08-23 | RO | Dealing in futures contracts | 2011-08-23 | 2012-02-01 | RO | Dealing in securities | 2011-08-23 | 2012-02-01 | Rep | Advising on securities | 2011-09-22 | 2012-02-01 |
| 4 | JOINCAP CAPITAL LIMITED | Rep | Advising on securities | 2018-12-11 | 2018-12-31 | Rep | Asset management | 2018-12-11 | 2018-12-31 | RO | Advising on securities | 2018-12-31 | RO | Asset management | 2018-12-31 |
| 5 | Open Securities Limited | Rep | Dealing in futures contracts | 2014-02-19 | 2014-02-28 | Rep | Dealing in securities | 2014-02-19 | 2014-02-28 | RO | Dealing in futures contracts | 2014-02-28 | 2016-01-03 | RO | Dealing in securities | 2014-02-28 | 2016-01-03 |
| 6 | ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2012-07-27 | 2013-06-01 |
| 7 | ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2012-07-27 | 2013-06-01 |
| 8 | uSmart Securities Limited | RO | Advising on securities | 2017-07-13 | 2018-12-09 | RO | Asset management | 2017-07-13 | 2018-12-09 | RO | Dealing in securities | 2017-07-13 | 2018-12-09 |
| 9 | Well Link Securities Limited | Rep | Dealing in futures contracts | 2012-02-13 | 2012-03-01 | Rep | Dealing in securities | 2012-02-13 | 2012-03-01 | RO | Dealing in futures contracts | 2012-03-01 | 2012-07-23 | RO | Dealing in securities | 2012-03-01 | 2012-07-23 | RO | Dealing in futures contracts | 2013-06-03 | 2014-02-10 | RO | Dealing in securities | 2013-06-03 | 2014-02-10 |
| 10 | Zhong Yang Securities Limited | RO | Dealing in securities | 2016-03-04 | 2016-03-17 |
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