Lee, Aaron Yun Wing 李恩榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2012-04-17 | 2013-05-25 | Rep | Asset management | 2012-04-17 | 2013-05-25 | Rep | Dealing in securities | 2012-04-17 | 2013-05-25 |
| 2 | FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-05-08 | 2014-11-24 | RO | Asset management | 2014-05-08 | 2014-11-24 |
| 3 | Hang Tai Asset Management Limited | RO | Advising on securities | 2023-10-12 | RO | Asset management | 2023-10-12 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2011-03-11 | 2011-08-04 | Rep | Dealing in securities | 2011-03-11 | 2011-08-04 | Rep | Dealing in futures contracts | 2011-03-11 | 2011-12-09 | RO | Advising on securities | 2011-08-04 | 2011-12-09 | RO | Dealing in securities | 2011-08-04 | 2011-12-09 |
| 5 | Infinite Capital Limited (HK) | RO | Advising on securities | 2021-07-14 | 2022-02-28 | RO | Asset management | 2021-07-14 | 2022-02-28 |
| 6 | KGI ASIA LIMITED | Rep | Advising on securities | 2007-07-18 | 2008-08-18 | Rep | Dealing in securities | 2007-07-18 | 2008-08-18 | Rep | Advising on securities | 2014-12-31 | 2016-03-07 | Rep | Dealing in securities | 2014-12-31 | 2016-03-07 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-18 | 2008-07-31 |
| 8 | Long Asia Asset Management (HK) Limited | Rep | Advising on securities | 2019-01-10 | 2019-02-04 | Rep | Asset management | 2019-01-10 | 2019-02-04 | RO | Advising on securities | 2019-02-04 | 2021-06-30 | RO | Asset management | 2019-02-04 | 2021-06-30 |
| 9 | Monmonkey Group Asset Management Limited | RO | Advising on securities | 2018-08-10 | 2018-10-31 | RO | Asset management | 2018-08-10 | 2018-10-31 |
| 10 | Network Financial Services Limited | Rep | Advising on securities | 2003-07-28 | 2004-02-25 |
| 11 | Quantum Leap Capital Limited | RO | Advising on securities | 2023-02-23 | 2023-09-05 | RO | Asset management | 2023-02-23 | 2023-09-05 |
| 12 | RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-01-18 | 2011-01-23 |
| 13 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2011-01-23 |
| 14 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-09-09 | 2010-07-26 | Rep | Dealing in securities | 2008-09-09 | 2010-07-26 | RO | Advising on securities | 2010-07-26 | 2010-12-14 | RO | Dealing in securities | 2010-07-26 | 2010-12-14 | Rep | Advising on securities | 2010-12-14 | 2011-01-23 | Rep | Dealing in securities | 2010-12-14 | 2011-01-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy