Chan, Lok Ming (SFC:AOX184) 陳樂明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-11-02 | 2013-06-03 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-10-22 | 2013-06-03 |
| 3 | Huarong International Securities Limited | Rep | Dealing in securities | 2007-05-14 | 2012-09-15 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-06-17 | |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-06-17 |
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