Chau, Tung Keung 周東強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-21 | 2014-09-01 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-21 | 2014-09-01 |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-28 | Rep | Advising on securities | 2004-01-28 | Rep | Asset management | 2004-01-28 | Rep | Automated trading services | 2004-01-28 | Rep | Dealing in securities | 2011-10-14 | Rep | Dealing in futures contracts | 2005-06-21 | 2011-10-14 |
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