Chen, Chen (SFC:AVO586) 陳辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Advising on securities | 2013-04-02 | 2015-10-30 | Rep | Dealing in futures contracts | 2013-04-02 | 2015-10-30 | Rep | Dealing in securities | 2013-04-02 | 2015-10-30 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-02 | |
| 3 | CMB International Securities Limited | Rep | Advising on securities | 2019-07-02 | Rep | Dealing in securities | 2019-07-02 |
| 4 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-27 | 2010-11-22 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-27 | 2010-11-22 |
| 6 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2019-06-06 |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2015-12-01 | 2019-06-06 | Rep | Dealing in securities | 2015-12-01 | 2019-06-06 |
| 8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-01-03 | 2012-06-25 | Rep | Dealing in securities | 2011-01-03 | 2012-06-25 |
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