Hui, Kelly Wai Yan 許慧欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FDB Financial Group Limited | Rep | Advising on corporate finance | 2023-07-05 | 2023-08-08 | RO | Advising on corporate finance | 2023-08-08 | 2023-09-30 |
| 2 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2011-08-16 | 2012-09-29 | Rep | Dealing in securities | 2011-08-16 | 2012-09-29 |
| 3 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-25 | 2011-08-01 |
| 4 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-10-17 | 2023-12-28 | RO | Advising on corporate finance | 2023-12-28 | RO | Dealing in securities | 2023-12-28 |
| 5 | NEW SPRING CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-10-10 | 2017-12-05 | RO | Advising on corporate finance | 2017-12-05 | 2019-09-30 |
| 6 | Optima Capital Limited | Rep | Advising on corporate finance | 2017-06-09 | 2017-08-05 | Rep | Dealing in securities | 2017-06-09 | 2017-08-05 |
| 7 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2019-10-03 | 2019-10-08 | Rep | Dealing in securities | 2019-10-03 | 2021-04-26 | RO | Advising on corporate finance | 2019-10-08 | 2023-07-03 | RO | Dealing in securities | 2021-04-26 | 2022-12-10 |
| 8 | Opus Securities Limited | Rep | Dealing in securities | 2022-11-24 | 2023-07-03 |
| 9 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-01-02 | 2016-07-04 | Rep | Dealing in securities | 2015-01-02 | 2017-06-01 | RO | Advising on corporate finance | 2016-07-04 | 2017-06-01 |
| 10 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2008-04-11 | 2011-04-26 |
| 11 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-11-19 | 2008-04-10 |
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