Lai, Suk Yee (SFC:ABS417) 黎淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-11 | 2019-09-30 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-08-11 | 2019-09-30 | Rep | Dealing in securities | 2022-09-30 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2017-07-31 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-06 | 2017-07-31 |
| 5 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-27 | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Automated trading services | 2004-01-27 | Rep | Dealing in securities | 2011-09-23 | Rep | Dealing in futures contracts | 2005-10-13 | 2011-09-23 |
| 6 | Po Tai Securities (Hong Kong) Limited | Rep | Dealing in securities | 2022-06-02 | 2022-09-22 |
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