Lam, Frankie Ho Yin 林浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-01 | 2009-11-09 | Rep | Dealing in securities | 2015-04-20 | 2016-01-16 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-05-18 | 2009-11-09 | Rep | Dealing in futures contracts | 2015-04-20 | 2016-01-16 |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-14 | 2012-11-09 | Rep | Dealing in securities | 2009-12-14 | 2012-11-09 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-03-13 | 2015-03-10 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-13 | 2015-03-10 |
| 6 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-12-23 | 2004-02-11 |
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