Law, Lai Yee (SFC:ABS411) 羅麗儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-07-18 | 2019-07-05 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-07-18 | 2019-07-05 | Rep | Dealing in securities | 2021-03-09 |
| 3 | CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Dealing in futures contracts | 2007-07-09 |
| 4 | CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2004-10-29 | Rep | Advising on securities | 2004-10-29 | Rep | Asset management | 2004-10-29 | Rep | Dealing in securities | 2004-10-29 |
| 5 | CHOW SANG SANG SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Advising on corporate finance | 2005-01-04 | Rep | Advising on securities | 2005-01-04 | Rep | Asset management | 2005-01-04 | Rep | Dealing in securities | 2007-07-09 | Rep | Dealing in securities | 2019-07-08 | 2021-02-28 |
| 6 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2017-07-06 |
| 7 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-06 | 2017-07-06 |
| 8 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2007-07-16 | 2011-09-29 | Rep | Dealing in securities | 2007-07-16 | 2011-09-29 |
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