Lee, Hok Fei 李鶴飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-07 | 2018-01-09 | RO | Dealing in futures contracts | 2018-01-09 | 2019-09-30 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-09-07 | 2018-01-09 | RO | Dealing in securities | 2018-01-09 | 2019-09-30 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2015-11-04 | RO | Dealing in futures contracts | 2015-11-04 | 2017-08-31 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-26 | 2015-11-04 | RO | Dealing in securities | 2015-11-04 | 2017-08-31 |
| 5 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-28 | Rep | Advising on securities | 2004-01-28 | Rep | Asset management | 2004-01-28 | Rep | Automated trading services | 2004-01-28 | Rep | Dealing in securities | 2011-09-22 | Rep | Dealing in futures contracts | 2005-09-20 | 2011-09-22 |
| 6 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2005-03-09 |
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