Lo, Chi Kin (SFC:ANG475) 勞志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-05-24 | 2009-07-01 | Rep | Dealing in securities | 2006-05-24 | 2009-07-01 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-04 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-08-05 | 2010-02-05 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2010-02-12 | 2012-04-30 |
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