Lo, Sui Yan 羅萃欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Automated trading services | 2004-02-24 | Rep | Dealing in futures contracts | 2004-02-24 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-02-24 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2004-02-24 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-09 | 2009-11-12 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-09 | 2009-11-12 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-03 | 2022-06-09 | Rep | Dealing in securities | 2009-12-03 | 2022-06-09 | Rep | Dealing in securities | 2022-10-14 | Rep | Advising on securities | 2023-05-08 |
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