Lo, Sui Yan 羅萃欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Advising on corporate finance 2004-02-19
2 CELESTIAL COMMODITIES LIMITED Rep Advising on futures contracts 2004-02-24
3 CELESTIAL SECURITIES LIMITED Rep Advising on securities 2004-02-19
Huarong International Securities Limited Rep 2023-05-08
4 CELESTIAL COMMODITIES LIMITED Rep Asset management 2004-02-24
CELESTIAL SECURITIES LIMITED Rep 2004-02-19
5 CELESTIAL COMMODITIES LIMITED Rep Automated trading services 2004-02-24
CELESTIAL SECURITIES LIMITED Rep 2004-02-19
6 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2004-02-24
CITIC Securities Futures (HK) Limited Rep 2004-03-09 2009-11-12
Huarong International Securities Limited Rep 2009-12-03 2022-06-09
7 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2004-02-24
CITIC Securities Brokerage (HK) Limited Rep 2004-03-09 2009-11-12
Huarong International Securities Limited Rep 2009-12-03 2022-06-09
Huarong International Securities Limited Rep 2022-10-14
8 CELESTIAL FINANCE LIMITED Rep Securities margin financing 2004-02-24

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