Lo, Yun Kuen 盧潤權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-04 | Rep | Advising on securities | 2004-10-04 | Rep | Asset management | 2004-10-04 | Rep | Dealing in securities | 2007-05-02 | Rep | Dealing in securities | 2012-10-26 | 2015-12-18 | RO | Dealing in securities | 2015-12-18 | 2020-03-17 |
| 2 | CHINA SYSTEM SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-24 | 2020-04-20 | RO | Dealing in securities | 2020-04-20 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-14 | 2009-04-30 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-22 | 2012-10-17 |
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