Lui, Yee Man 雷綺文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-09-29 | 2009-11-17 |
| 2 | Huarong International Securities Limited | Rep | Dealing in securities | 2009-12-01 | 2011-12-09 | Rep | Dealing in futures contracts | 2010-02-18 | 2011-12-09 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-12-15 | 2017-10-02 | Rep | Advising on securities | 2012-09-11 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-15 | |
| 5 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-05-11 | 2008-09-24 |
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