Mok, Pik Mei 莫碧薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2017-03-21 | 2020-03-24 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2017-03-21 | 2020-03-24 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-06 | 2016-09-26 | RO | Dealing in futures contracts | 2016-09-26 | 2017-03-01 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-06 | 2016-12-06 | RO | Dealing in securities | 2016-12-06 | 2017-03-01 |
| 5 | Future World Securities Investment Limited | RO | Advising on securities | 2020-06-30 | 2020-11-09 | RO | Dealing in securities | 2020-06-30 | 2020-11-09 | Rep | Advising on securities | 2020-11-09 | 2022-08-09 | Rep | Dealing in securities | 2020-11-09 | 2022-08-09 |
| 6 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-07-21 | Rep | Advising on securities | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Automated trading services | 2004-07-21 | Rep | Dealing in securities | 2011-09-29 | Rep | Dealing in futures contracts | 2005-06-03 | 2011-09-29 |
| 7 | JOY RICH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2022-08-22 | Rep | Dealing in securities | 2022-08-22 |
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