Ng, Johnny Ming Tat 吳銘達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-09-20 | |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-09-20 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2003-09-20 | |
| 4 | KGI ASIA LIMITED | Rep | Asset management | 2003-09-20 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2003-09-20 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-09-20 | CITIC Securities Futures (HK) Limited | Rep | 2004-05-15 | 2009-11-17 | Huarong International Securities Limited | Rep | 2009-12-01 | 2012-02-08 | KGI FUTURES (HONG KONG) LIMITED | Rep | 2012-02-27 | 2015-02-03 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-09-20 | CITIC Securities Brokerage (HK) Limited | Rep | 2004-05-15 | 2009-11-17 | Huarong International Securities Limited | Rep | 2009-12-01 | 2012-02-08 | KGI ASIA LIMITED | Rep | 2012-02-27 | 2015-02-03 |
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