Ngai, Tak Shun 倪德順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-05-22 | 2016-12-15 | Rep | Asset management | 2016-07-26 | 2016-12-15 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2009-07-20 | 2010-04-27 |
| 3 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2023-01-05 | |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-06-27 | 2007-03-31 |
| 5 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-05 | 2006-06-17 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2010-04-30 | 2012-05-10 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-04-12 | 2009-07-10 | Rep | Advising on securities | 2008-11-28 | 2009-07-10 |
| 8 | South China Investment Management Limited | Rep | Asset management | 2016-12-15 | 2022-07-31 |
| 9 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-12-15 | 2019-08-21 |
| 10 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-22 | 2022-07-31 |
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