Wong, Shuk Fong (SFC:ABS415) 王淑芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-13 | 2015-01-06 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-10-13 | 2015-01-06 |
| 3 | Huarong International Securities Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Automated trading services | 2004-01-10 | Rep | Dealing in securities | 2011-10-06 | Rep | Dealing in futures contracts | 2006-03-06 | 2011-10-06 |
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